Middle & Back Office Services

Branded, integrated prospect portal creates a branded Advisor environment that allows a prospective client to onboard through your unique workflow. The prospect registers, and digitally integrates their current accounts directly into your investment operations center. No more manual statements, or hand entering their current holdings into your proposal tool. We do not send our prospects out to a third party for web scrub aggregation, only to send them back to a new site for reporting. It all happens in the same environment. Collect client profiles, concerns, and objectives all on the front end digitally. Data drives workflows. Collect it efficiently.

Digital storage, client vaults, and the ability to aggregate outside accounts directly into your reporting system. Docusign your business forms, and generate digital endpoints for your clients that require them. Direct paper forms where needed. All from the same systems. We will convert and customize your internal processes, design and author your workflows to create a powerful, and efficient practice that will dramatically increase net income, and improve the quality of your services.

We will not replace your external compliance consultant, but we can provide comprehensive support for SEC Exam requests for your accounts on our platform. Our compliance support package creates your historical trade blotters, fee billing reports, ADV logs, and more.