Middle & Back Office Services

Operational efficiency should lead to growth. Simply paying someone to do what you don’t want to do misses the point of outsourcing.

Our operational support model starts with workflows that onboard your prospects into your branded environment.

End to end workflows start where it’s supposed to….efficiently presenting your services to your prospects to drive engagement through your brand, and your unique advisory environment.

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Paperless Environment

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Practice Management- Integrated AxxcessCRM

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Compliance Resources

Our platform provides investment operations and portfolio management solutions, custom reporting, billing, client portal, and  CRM integration.  Our clients include single and multi-family offices, traditional wealth advisory firms and money managers.

We excel in meeting the needs of anyone serving high net worth clients.

Prospect Portal

Branded, integrated prospect portal creates a branded Advisor environment that allows a prospective client to onboard through your unique workflow. The prospect registers, and digitally integrates their current accounts directly into your investment operations center. No more manual statements, or hand entering their current holdings into your proposal tool. We do not send our prospects out to a third party for web scrub aggregation, only to send them back to a new site for reporting. It all happens in the same environment. Collect client profile, concerns, and objectives all on the front end digitally. Data drives workflows. Collect it efficiently.

Paperless Enviroment

Digital storage, client vaults, and the ability to aggregate outside accounts directly into your reporting system. Docusign your business forms, and generate digital endpoints for your clients that require them. Direct paper forms where needed. All from the same systems. We will convert and customize your internal processes, design and author your workflows to create a powerful, and efficient practice that will dramatically increase net income, and improve the quality of your services.

Compliance Support

We will not replace your external compliance consultant, but we can provide comprehensive support for SEC Exam requests for your accounts on our platform. Our compliance support package creates your historical trade blotters, fee billing reports, ADV logs, and more.

Our platform transforms your proposal, IPS generation, account onboarding, and client servicing models.

We use technology to enhance the personal services an Advisor must provide to their clients to stay relevant, and competitive.

We enable you to spend more time being effective managing your business growth, and retention.

Move your business upstream one client at a time.