JOIN THE AXXCESS PLATFORM

IAR Affiliation Model

Through its IAR affiliation model, advisors can white label our services and deliver UMA/UMH services to your clients. Our model is simple: you own your clients, your data, and your business. You use your own brand, while the Axxcess Platform operationalizes your practice.

IAR Affiliation MODEL

Run your brand and your practice from inside our RIA. Leverage our compliance, reporting and billing, extensive trade execution, and model management. Axxcess takes no equity in your business and will establish straightforward, competitive, economics.

The Axxcess Platform differentiates itself through a technology services model. Other firms give you a tool kit to choose from, charge you for the privilege and send you on your way. While the Axxcess Platform is technology driven, our team maintains the highest level of service to you and your team, supporting, operating, and executing for you.
Transform your proposal, IPS generation, account onboarding, and client servicing models.
Leverage technology to enhance the personal services you must provide to your clients to stay competitive.
Blend traditional SMA strategies with private equity, private credit, and hedge funds, in the same account.
Practice management meets client experience. Create rich, integrated reports, and deliver them to your client via paper, mobile, online portal, or video.

Your Relationship 
With Us

We leverage cutting-edge technology to enhance the services an advisor must provide to stay relevant and competitive in today’s market.
Axxcess prides itself on its commitment to an exceptional transition experience, by providing a custom solution for your firm’s transition needs. We will develop a business model strategy with a transition timeline using precise milestones, tasks and execution deadlines. Axxcess provides a dedicated team responsible for your transition, with a deep understanding of every functional area of wealth planning, investment strategy, regulatory, compliance, and business operations.

Transition timelines are a function of your current firm’s relationship with you, current custodians, and client account structure. Generally, if you are working with an independent custodian like Schwab, or TD, and you do not have restrictive covenants in your employment agreement, we can complete transitions in as short as 45 days. We have established digital workflows to allow most transition documents to be signed by clients virtually.
LEARN ABOUT ONBOARDING & TRANSITIONS

IAR Platform Services

ADVISOR TRANSITIONS

IAR ONLY
A disciplined scalable process for both protocol, and non-protocol transitions.

COMPLIANCE

IAR ONLY
IARs who affiliate with Axxcess enjoy compliance resources overseen by Axxcess.

OPERATIONS & ADMINISTRATION

IAR ONLY
Operations, HR, admin, and client services support for IAR affiliates.

CLIENT BUSINESS DEVELOPMENT

Marketing solutions and an easy-to-use prospect portal help advisors effectively grow their businesses.

CLIENT BILLING

Axxcess supports your billing schedules at the sleeve, account, and household levels. Monthly or quarterly, arrears or forward, performance-based billing, hourly or per project.

INVESTMENT SELECTION

Direct strategies via a robust UMA/UMH platform with direct and alternative investment products.

TRADING & EXECUTION

Specialized trade order management, prime broker, options, and structured product services.

WHITE LABELED SOLUTIONS

Advisors control their brand with customized, white labeled services and branding.

CLIENT REPORTING

Connect bank, brokerage, mortgage, business, and liability reports, digitally in a single secure portal.

AXXCESS ALLOCATOR

Risk assessment, client proposal, and proprietary TAMP manager allocation technology.

PORTFOLIO MANAGEMENT

Model management services with detailed asset analysis and stress testing for a wide range of asset classes.

CHANNEL MARKETING

Curated content filtered by client allocation & manager preferences via web, social media, & email campaigns.

The Transition Process

Transition timelines are a function of your current firm’s relationship with you, current custodians, and client account structure. Generally, if you are working with an independent custodian like Schwab, or TD, and you do not have restrictive covenants in your employment agreement, we can complete transitions in as short as 45 days. We have established digital workflows to allow most transition documents to be signed by clients virtually.

EXECUTE NDA

The transition process is only discussed under NDA to ensure an advisor’s plans are only known to Axxcess and the advisor.

DEVELOP MEMORANDUM OF UNDERSTANDING

Axxcess outlines the economic and business commitment it will make to meet the advisor’s model and client support requirements.

PREPARE POST-TRANSITION OPPORTUNITIES

Axxcess works with partners to retain business through the transition, and to launch business development initiatives to accelerate growth.
LEARN ABOUT ONBOARDING & TRANSITIONS
CONTACT US
6005 Hidden Valley Road Suite 290
Carlsbad CA, 92011
1-866-217-5607
support@axxcessplatform.com
Privacy PolicyFirm FAQ’sFirm Business Continuity PlanTrade PolicyCode of Ethics
DISCLOSURES

Advisory services provided by Axxcess Wealth Management, LLC (AWM), an Investment Adviser registered with the SEC. Advisory services are only offered to clients or prospective clients where Axxcess Wealth Management, LLC and its Investment Advisor Representatives are properly licensed or exempt from registration.

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